Financial Market Regulation
AvelaLaw helps you to navigate through the increasingly complex regulatory environment. We work seamlessly across major business and financial hubs and offer an “end to end” service, combining legal and regulatory knowledge with practical industry experience to deliver pragmatic commercial solutions.
- Constitutional documents, corporate governance, financial market applications and filings with authorities and supervisory bodies
- Reporting and communication with the Swiss Financial Market Supervisory Authority FINMA, Register of Client Advisors, Stock Exchanges, OAK and Self-Regulatory Organisations for AML matters, as well as foreign regulators (such as CSSF, CBI, CIMA, BaFin)
- Analysis and implementation of new financial service regulatory initiatives
- Regulatory advice, legal and factual clarifications in single cases, inspections and hearings