VelaSolution
VelaSolution
Expertise

Financial Market Regulation

Ave­laLaw helps you to nav­i­gate through the increas­ing­ly com­plex reg­u­la­to­ry envi­ron­ment. We work seam­less­ly across major busi­ness and finan­cial hubs and offer an “end to end” ser­vice, com­bin­ing legal and reg­u­la­to­ry knowl­edge with prac­ti­cal indus­try expe­ri­ence to deliv­er prag­mat­ic com­mer­cial solutions.

  • Con­sti­tu­tion­al doc­u­ments, cor­po­rate gov­er­nance, finan­cial mar­ket appli­ca­tions and fil­ings with author­i­ties and super­vi­so­ry bodies
  • Report­ing and com­mu­ni­ca­tion with the Swiss Finan­cial Mar­ket Super­vi­so­ry Author­i­ty FIN­MA, Reg­is­ter of Client Advi­sors, Stock Exchanges, OAK and Self-Reg­u­la­to­ry Organ­i­sa­tions for AML mat­ters, as well as for­eign reg­u­la­tors (such as CSSF, CBI, CIMA, BaFin)
  • Analy­sis and imple­men­ta­tion of new finan­cial ser­vice reg­u­la­to­ry initiatives
  • Reg­u­la­to­ry advice, legal and fac­tu­al clar­i­fi­ca­tions in sin­gle cas­es, inspec­tions and hearings

Your Contact

Dirk Spiegel

Patrick Moser

More services

VELA – Our RegTech Solution 

Fund & Product Structuring 

Compliance & Risk Management 

Distribution Advisory 

Corporate Governance Services 

Corporate Law 

Transaction Advisory 

Do you have any questions? Let’s talk with us.

If you have a ques­tion, urgent query or require sup­port, please do not hes­i­tate to reach out to us. 
 
Please let us briefly know your case and one of our team mem­bers will be hap­py to assist you.

FinSA and FinIA entered into force.

What impact does FinSA and FinIA have on the core process of your company?

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Training for client advisers in the field of FinSA Rules of Conduct

AvelaLaw offers mandatory initial training and refresher courses for Client Advisers who shall be enrolled in the Register of Client Advisers maintained by the stock exchange Bern in accordance with Art. 28 et seq. of the Federal Act on Financial Services of 15 June 2018 (“FinSA”).

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AvelaLaw AG

AVELALAW is a Zurich-based advisory firm specialising in financial market law (with a particular focus on asset management and Swiss and foreign collective investment schemes). AVELALAW covers the full spectrum of legal advice, compliance and risk management for its clients.

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COURSE OFFERING of AvelaLaw AG – Initial Training / Refresher Course for Client Advisers in the Field of Rules of Conduct according to FINSA

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