Expertise

Compliance & Risk Management

We advise our clients on Swiss and EU regulatory issues, including investigations and enforcements. We guide you through regulatory challenges with sector specific advice to remain compliant in the most efficient manner.

Act as outsourced compliance office on a temporary or permanent basis
Identification of applicable regulations affecting you
Development of appropriate policies and procedures, compliance manuals and guidelines
Stay up to date with regulatory changes
Screen businesses for existing compliance issues
Preparation and handling of interviews with authorities and regulators

Your Contact

Alexander Seitz

Rolf Aeberhard

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Fund & Product Structuring

Financial Market Regulation

Distribution Advisory

Corporate Governance Services

Corporate Law

Transaction Advisory

Do you have any questions? Let’s talk with us.

If you have a question, urgent query or require support, please do not hesitate to reach out to us.

Please let us briefly know your case and one of our team members will be happy to assist you.

FinSA and FinIA entered into force.

What impact does FinSA and FinIA have on the core process of your company?

Training for client advisers in the field of FinSA Rules of Conduct

AvelaLaw offers mandatory initial training and refresher courses for Client Advisers who shall be enrolled in the Register of Client Advisers maintained by the stock exchange Bern in accordance with Art. 28 et seq. of the Federal Act on Financial Services of 15 June 2018 (“FinSA”).

AvelaLaw AG

AVELALAW is a Zurich-based advisory firm specialising in financial market law (with a particular focus on asset management and Swiss and foreign collective investment schemes). AVELALAW covers the full spectrum of legal advice, compliance and risk management for its clients.

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