Senior Risk & Compliance Officer Archive

Patrick Stadler

+41 44 281 92 06 +41 79 308 83 55 Email Download Vcard Senior Risk & Compliance Officer Expertise Patrick Stadler has over 13 years of experience in risk management of the financial industry, which he acquired in a career spanning more than 20 years, primarily at Julius Baer and UBS. At Julius Baer, he was responsible for […]

FinSA and FinIA entered into force.

What impact does FinSA and FinIA have on the core process of your company?

Training for client advisers in the field of FinSA Rules of Conduct

AvelaLaw offers mandatory initial training and refresher courses for Client Advisers who shall be enrolled in the Register of Client Advisers maintained by the stock exchange Bern in accordance with Art. 28 et seq. of the Federal Act on Financial Services of 15 June 2018 (“FinSA”).

AvelaLaw AG

AVELALAW is a Zurich-based advisory firm specialising in financial market law (with a particular focus on asset management and Swiss and foreign collective investment schemes). AVELALAW covers the full spectrum of legal advice, compliance and risk management for its clients.

Patrick Stadler

FinSA and FinIA entered into force.

What impact does FinSA and FinIA have on the core process of your company?

Training for client advisers in the field of FinSA Rules of Conduct

AvelaLaw offers mandatory initial training and refresher courses for Client Advisers who shall be enrolled in the Register of Client Advisers maintained by the stock exchange Bern in accordance with Art. 28 et seq. of the Federal Act on Financial Services of 15 June 2018 (“FinSA”).

AvelaLaw AG

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