Compliance

Expertise

We advise our clients on Swiss and EU reg­u­la­to­ry issues, includ­ing inves­ti­ga­tions and enforce­ments. We guide you through reg­u­la­to­ry chal­lenges with sec­tor spe­cif­ic advice to remain com­pli­ant in the most effi­cient manner.

• Act as out­sourced com­pli­ance office on a tem­po­rary or per­ma­nent basis
• Iden­ti­fi­ca­tion of applic­a­ble reg­u­la­tions affect­ing you
• Devel­op­ment of appro­pri­ate poli­cies and pro­ce­dures, com­pli­ance man­u­als and guidelines
• Stay up to date with reg­u­la­to­ry changes
• Screen busi­ness­es for exist­ing com­pli­ance issues
• Prepa­ra­tion and han­dling of inter­views with author­i­ties and regulators

Alexander Seitz

• + 41 44 281 92 57
• + 41 76 732 90 07 
• alexander.seitz@avelalaw.com
• Cur­ricu­lum Vitae AMP

Rolf Aeberhard

• +41 44 281 92 62
• +41 79 671 89 56
• rolf.aeberhard@avelalaw.com
• Cur­ricu­lum Vitae